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Clarkson Securities Limited

About us / Introduction to FFAs

Introduction to FFAs

The concept of swapping financial risk is widely used in commodity, currency and interest rate markets and has a proven track record. These contracts are easy to execute and they offer the convenience of cash settlement and confidence in the indices. FFAs have enjoyed substantial growth since their inception and the trend looks set to continue.

What is a Freight Forward Agreement (FFA)?

Freight derivatives are traded as Forward Freight Agreements (“FFAs”) which are OTC instruments traded on a principal-to-principal basis. As such they are flexible and not traded on any Exchange.

Contracts are normally traded be based on standard terms and conditions.

The main terms of an agreement cover:
(a) The agreed route.
(b) The day, month and year of settlement.
(c) Contract quantity.
(d) The contract rate at which differences will be settled.

Settlement is between counter parties in cash within five days following the settlement date. Commissions will be agreed between principal and broker. The broker, acting as intermediary only, is not responsible for the performance of the contract.

The market is predominantly cleared. Cleared contracts (or “futures” are settled on a daily basis through a clearinghouse and settlements are based on a close-of-play trading price. At the end of each day, traders pay or receive the difference between the price of the paper contract and the market index. Clearing is offered by: LCH.Clearnet, NOS, SGX and CME.

The majority of FFAs are traded against the timecharter averages for the four main vessel types: capesize, panamax, supramax and handysize and settlement is made against the Baltic Exchange averages which are published daily.

So what drives the freight derivatives market? Part of the answer lies in the mutual, but opposite interests of the natural buyer (Charterer) and the natural seller (Owner) in the shipping market and the opportunities these create for the Trader or Operator in the middle. It was largely these tensions that CSL sought to address when developing FFAs in the 1990s.

The increased visibility of freight in the global markets and the interest in trading it as a “commodity” has meant that we have seen a surge of interest and engagement from the financial markets

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